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User Policy

Macquarie ELW User Agreement

1. Purpose

The purpose of the following User Agreement is to stipulate the rules over website usage for Macquarie Securities Korea (“Company”) and the client (“User”) who will be using the Macquarie ELW  website.

2. Definition

The definitions of the words used in this User Agreement are as follows:

1. User : The individual with whom the Company has concluded a contract over the use of services.
2. User ID : The user account (User’s email account as recorded at registration) managed for user identification and security when the User is using the services.
3. Password : The password (6~8 characters in English/numbers) that the User enters at login to use the services.
4. Service : The information such as ELW related data (ELW price, intrinsic value, and other related information etc.) provided by the Company to the Users through the Company’s website.

3. Registration

a) The User Agreement is placed into effect when the User agrees to the policy on the Company’s website, enters the necessary information in the registration page, and the Company approves the registration.
b) Registration must be done in your real name.

4. Maintaining and Changing User Membership

a) One can log in as a User after registering as a User on the Company website and opening a User ID.
b) The User can no longer log in after the User has terminated the User Agreement.

5. Notice of Changes

If there are important changes in the User’s personal information such as address, telephone number, etc, the User must immediately amend the information on the website.

6. Company Responsibility

a) The Company can not disclose or distribute a User’s personal information, acquired by providing the Company’s services, to a third party without prior approval.
b) The Company, without a legitimate reason to do otherwise, has to maintain and repair the service facilities so that they are always operational.

7. User ID and Password Responsibility

All responsibility over the management of User ID and Password is upon the User. All consequences resulting from mismanagement and exposure of the Password will be liable upon the User unless the Company has legitimate reason to take responsibility.

8. Other User Responsibilities

The User should not act as follows when using the services provided.
1. Filling in incorrect information in the necessary fields of the registration form
2. Incorrectly using a different User’s ID
3. Replicating, using on publications, media, and etc, or providing the information obtained from the services to a third person without prior consent of the Company
4. Any action that violates copyright laws or the rights of others
5. Intentional interruption of services
6. Other behaviours that are deemed inappropriate for the continuation of the User Agreement
a) The User must abide by the clauses, service procedures, and warnings as outlined in this Agreement.
b) The User must not use the information obtained through the use of services for commercial purposes without the prior consent of the Company. The Company does not assume responsibility for the consequences of commercial use arising from violation of the above article.

9. Warning

The Company may press the User to abide to article 8 if the User is doing otherwise.

10. Suspension or Termination of Service

The Company may temporarily suspend service use for a fixed period of time or terminate the user agreement if the User fails to abide by article 8 despite the warning stated in article 9.

11. Managing Materials Posted on the Website

The Company may delete materials posted on the website without prior notice to the User if they fall into the following categories.
1. Includes contents that slanders or damages the reputation of a third person
2. Includes contents that violates public order and morals
3. Includes contents that are judged to be linked to criminal activity
4. Includes contents that violate copyright laws or the rights of others
5. Other reasons judged inevitable for the material posted by the User to be deleted

12. Ownership of Materials Posted on the Website

The copyrights for the materials posted on the website are owned by the User and the Company has the rights to post it on the website. However, if the Company wishes to use the material posted by the User for commercial purposes, there needs to be prior consultation with the User.

13. Termination of User Agreement

If the User wishes to terminate the agreement, the User must fill in the termination request form on the website.

14. Exemption

a) The Company is exempt from the responsibilities of providing the services in case there is a natural disaster or any other unavoidable occurrence that disables the Company from providing the services.
b) The Company does not take responsibility for any troubles that occur during the use of services that have been caused by the User.
c) The Company does not take responsibility for damages caused by disclosure or delegation of User ID and Password to a third person.
d) The Company does not take responsibility for any indirect losses realized by the User due to profit expectations and data obtained from using the services, unless the Company has legitimate reason to take responsibility.
e) The Company does not take responsibility for the information, data, reliability, and accuracy of the material posted on the website by a User.

15. Change in Agreement Terms

a) If the Company changes the agreement terms and if the changes are considered disadvantageous to the User, the Company must send the User a written notice of the changes and place a notice at relevant work places or website or on any other similar electronic media for one month. In this case, the notice should state article 15.2.
b) If the User does not express objection for one month from the notification of the changes, it will be considered that the User has agreed to the changes in agreement terms.
c) The Company must have the agreement terms available at relevant work places and upload them on the website or any other similar electronic media for the User to refer to and download(print from screen included).

16. Ruling Court

If there is need for legal proceedings between the Company and a User due to conflicts arising from the use of services, the ruling court must abide by the Civil Proceedings Act.

17. Application of Related Laws and Regulations

The “Basic Articles on Electronic Financial Transactions” and the Electronic Financial Transaction Laws primarily apply to the electronic financial transactions service provided in this agreement. For other issues not outlined in this agreement, related laws, related articles or agreements will apply. If the issues are not outlined in the above, general practices will be followed.

18. Conflict Settlement

If a conflict arises between a User and the Company regarding the services provided, they must request the Company’s civil conflict settlement body for solutions or apply for conflict settlement at the Financial Supervisory Service, Korea Financial Investment Associate, etc.

Addendum

(Date of Enforcement) The above agreement is effective from [ ] 2007.
(Date of Enforcement) The above agreement is effective from [ ] 2010.

 

Privacy Policy

Privacy Policy

Macquarie Securities Korea Limited (‘Company’) is trying its best to protect the personal information of our clients (‘User’) while abiding by all the related regulations such as the Act on Promotion of Information and Communications Network Utilization and Information Protection. By publicizing the Privacy Policy, the Company intends to inform the User of how and for what purposes the personal information of the Users are being used and what measures are being taken for the protection of the personal information. Please take note that this Privacy Policy is liable for changes according to revisions in related regulations or internal corporate policies, and the User should check during registration and during use of the website for any such changes.

1. General Rule

Personal information is the information of an existing individual that identifies the concerned individual (Including information that can identify the individual when combined with other information).

2. Personal Information Collected and Its Usage

The company is collecting and using personal information in order to provide better services to the Users. Depending on the personal information collected, the specific collection purposes and usages are as follows.

1. Name : Purpose of identifying the User

2. E-mail Address, Subscription to E-mail : Purpose of notifying the User with information such as the services provided

3. Address : Purpose of providing customized advertisements and services, and analysing the Users

※ If new services are added hereafter, additional personal information such as telephone number (including mobile phone number) may be collected and used.

3. Personal Information Collection With Cookies

The Company operates cookies that saves and locates the personal information of Users at any time. A ‘cookie’ is a text file of less than 4KB that is automatically sent to the User’s computer when the User enters the Company website. It is then saved on the hard disk of the User’s computer. The information stored on the cookie can be retrievable at any time, amended as needed, and then stored again.

The Company uses the cookies for the following purposes.

A. When the User registers to the website, a cookie is created when the User first logs in and is deleted when the User logs out. Regarding User login processes, the cookie is used to check the current login status of the User.

B. The Company uses the cookies to fix the customized settings of the User. The information is used to establish the customized settings of the User as the User has self-selected and saved as the required settings.

C. The purpose of understanding User activities when using the website such as tracking the differences in the frequency of website usage of registered and unregistered users, repetitive uses, etc., and using the data for targeted advertisements.

D. Cookies are used to confirm User participation levels, etc in various events hosted by the Company.

4. Cookie Usage by a Third Party

The cookies may be used by a third party such as an advertisement or marketing agency that places advertisements or banners on the Company’s website. In this case, the relevant cookies may collect the IP addresses of the Users to provide statistics to the system administrator, advertisement agency, etc. The issues concerned with the personal information collected by such cookies will abide by the privacy policy of the third party such as that of the advertisement agency.

5. Agreement on Personal Information Collection

The Company is receiving the Users’ consent for the collection of personal information, and the registration menu on the website contains an approval process for the collection of personal information. If the User clicks the ‘Approve’ button in the approval section, the personal information provided by the User will be saved on the client data base of the Company, and it will be considered that the User has agreed to all the contents in the Privacy Policy such as agreeing to the use of the information as outlined in article 2.

6. Release of Personal Information

The User must assume all responsibility for all losses or problems resulting from personal information that has been voluntarily publicized on the Company website by the User. The Company does not take responsibility unless it is an intentional error made by the Company. Please acknowledge the fact that personal information that has been posted on public spaces are liable of being collected by a third person and used without restrictions, and due to this, one may face unexpected damages.

7. Provide, Entrust, Transfer or Merger of Operations to Third Person etc.

The Company will not use the personal information that exceeds the scope outlined in article 2, (Personal Information Collected and its Usage) of this agreement, or provide it to a third party without approval from the User or regulations.

◎ Providing Personal Information: If the Company provides or shares the personal information of a User with a third party, the Company should inform the following to the individual Users through E-mail or a written notice of to whom, what, why, and for how long the personal information will be provided or shared with. The User will then have to go through an approval process, or may be asked for a separate approval during registration to the website. If the User does not approve, no personal information will be shared. If any changes are made to the information sharing relationship or if the relationship is terminated, the User will be informed in a similar manner.

The Company may provide the personal information of the User without consent in the following exceptional cases.

A. According to regulations or as requested by an investigation agency that abides by the processes and procedures stated in regulations for investigatory purposes

B. Purposes for statistical preparations, academic analysis, or market research in which the individual cannot be identified

However, even under these exceptional circumstances, the Company, in principle, should inform the individual concerned if the personal information of the User has been provided according to legal regulations or as requested by an investigation agency. Please note that the User may not be notified due to law. The Company is trying its best to avoid the indiscretionary collection and use of the personal information of Users.

◎ Entrust : The Company must provide a detailed notification of the entrustment company, range of personal information, purpose, process, and duration of the trust if the Company is entrusting the management of the personal information of the Users for the convenience of operations.

◎ Transfer or Merger, etc. : If the Company’s responsibilities and rights are being succeeded or transferred to another company, the Company must notify the Users of the fact ahead of time, along with the name of the successor to the rights and responsibilities and the time when the personal information will be transferred. The User has the choice to the transfer of personal information.

A. The facts covering the scope of transfer, merger, or succession

B. The name, address, telephone number, and other contact details of the person (or of the company) who will succeed the rights and responsibilities of the Company

8. Access, Request, Amend to Personal Information etc.

The User has the authority to ask at any time; to request to review (photocopy, print, etc.) the personal information of the User that the Company has collected and stored, to request the personal information used by the company or has provided to a third party, to request amendments if there is an error in the personal information.

In order to review or request personal information, or to review or amend information provided to a third person, the User may click the ‘Amend User Information’ menu on the website to review, request, amend the data personally. Or, the User may visit, send a written notice, telephone, or E-mail the personal information management officer and the officer will take all appropriate measures without delay and notify the User of the results through a written notice or E-mail.

If the User has requested an amendment for an error in the personal information, the Company will not use or provide the personal information of the User until the amendment has been completed.

9. Consent or Repeal

The User may repeal all or part of the agreement with the Company regarding the collection, usage, and providing of personal information.

To repeal consent, the User may complete the User identification process by logging in to the Company website and clicking on the ‘repeal consent’ menu or ‘cancel membership’ menu. Or the User may contact the personal information management officer by written notice, telephone, or E-mail and the officer will take all appropriate measures such as discarding the personal information of the User without delay and notify the User of the results.

10. Discarding Personal Information

The Company will discard without delay the personal information of the User when the collection purposes have been satisfied. However, the Company may retain the personal information of the User after the collection purposes have been satisfied if it is stated as so in law and there is a necessity to keep the information stored.

11. Restriction on Registration of Children Below 14 years

The Company does not allow children below 14 years of age to register or use the services on the website. Prior to the agreement of the Privacy Policy and the use of services, the Company confirms that the User is not below 14 years, and the User must provide an honest answer.

I confirm that I am above 14 years of age. [ ]

12. Personal Information Management Officer

The Company has a designated personal information management officer to protect the Users’ personal information and to manage dissatisfactions related to the maintenance of personal information. If you have any questions regarding User personal information, please contact the personal information management officer below. We will reply swiftly and sincerely to your inquiries.

Personal Information Management Officer : Won Park
E-mail Address : info@warrants.co.kr

13. Additional Clause

This Privacy Policy is effective from [ ] 2007. If contents are to be added, deleted, or amended, the changes will be notified on the website 7 days prior to the effective date. Also, the amendments will be easily followed by providing a version number, amendment notification date, and amendment effective date to the Privacy Policy.

Privacy Policy Version Number :

Privacy Policy Effective Date :

Privacy Policy Amendment Notification Date :

Amended Privacy Policy Effective Date :

I hereby approve of the collection of personal information in registering to this website. I also approve of all the contents in the Privacy Policy including the ways the collected information will be used as stated in article 2 in the above Privacy Policy.

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Copyright (c) 2010 Macquarie Group. All rights reserved. | efmW@mBOI1Ysi.co.kr
The purpose of this website is limited to provide information related with ELW. Any material provided on this internet site, including any indicative terms are provided for information purposes only and do not constitute an offer, a solicitation of an offer, or any advice or recommendation to conclude or participate in any transaction or provide any investment advise or service. Macquarie Securities Korea Limited does not accept any liability or responsibility for, and make no representation or warranty, express or implied, as to the accuracy, completeness or reliability of information provided on this website. For more details, please refer to Disclaimer.